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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort descending
09/20/2013 - 00:00 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
08/15/2011 - 00:00 Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
12/20/2012 - 00:00 Administrative Penalty $2,000.00 Inter-Continental Trust Limited
08/26/2015 - 00:00 Administrative Penalty $15,000.00 Intertrust Corporate Services (BVI) Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Investors Reinsurance Limited
06/27/2012 - 00:00 Public Statement Investors Reinsurance Limited
12/04/2013 - 00:00 Warning Letter Isocrates Limited
02/15/2017 - 00:00 Directive J.S. ARCHIBALD TRUST SERVICES LIMITED
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
12/15/2015 - 00:00 Administrative Penalty $15,000.00 JTC (BVI) Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
12/22/2016 - 00:00 Administrative Penalty $5,200.00 Kalix Fund Limited
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
06/03/2014 - 00:00 Warning Letter Landmark Casualty & Indemnity, Ltd
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.

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