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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort descending
2 Sep 2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
2 Jul 2017 Administrative Penalty $1,160.00 : TMF Authorised Representative (BVI) Ltd.
12 Nov 2013 Appointment of Examiner AAUG Insurance Co. Ltd.
12 Sep 2013 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
30 Nov 2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
12 Sep 2014 Directive AAUG Insurance Company Limited
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
27 Sep 2013 Administrative Penalty $8,500.00 Abacus Trust and Management Services Limited
27 Sep 2013 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
9 Oct 2012 Cease & Desist Order Abadi & Co. Securities Ltd.
13 May 2013 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
15 Feb 2017 Directive ABM CORPORATE SERVICES, LTD.
4 Oct 2011 Warning Letter Acacia Capital Management Inc

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