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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
12 Sep 2014 Directive AAUG Insurance Company Limited
25 Jan 2013 Directive Aliquot Agriculture Fund Inc.
15 Aug 2011 Directive Aliquot Precious Metals Inc.
15 Feb 2017 Directive TMF (B.V.I.) LTD.
9 Jun 2012 Directive Creque's Insurance Agency Limited
18 May 2011 Administrative Penalty $5,000.00 NCB Investment Services Company
29 Jun 2011 Administrative Penalty $5,000.00 Stafford Insurance Ltd
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
23 Feb 2016 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
20 Oct 2015 Administrative Penalty $5,000.00 ALEMAN, CORDERO, GALINDO & LEE TRUST (BVI) LIMITED
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
31 Jan 2013 Administrative Penalty $5,000.00 The Insurance Store Limited
19 Sep 2011 Administrative Penalty $5,000.00 IAI Underwriting Ltd
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
24 Dec 2014 Public Statement Victory Life and Pension Assurance Company LimitedVictory Life and Pension Assurance Company Limited

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