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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
12/22/2016 - 00:00 Administrative Penalty $5,200.00 Kalix Fund Limited
12/18/2015 - 00:00 Administrative Penalty $26,000.00 Laureola Advisors Inc.
11/20/2015 - 00:00 Administrative Penalty $980.00 Lumix Agrodirect Fund Ltd.
09/23/2016 - 00:00 Administrative Penalty $980.00 SEABOARD FUND LIMITED
12/22/2016 - 00:00 Administrative Penalty $7,200.00 LYNX ARBITRAGE FUND LIMITED
03/17/2015 - 00:00 Administrative Penalty $9,000.00 MG Management Services Limited
02/17/2017 - 00:00 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
02/23/2016 - 00:00 Administrative Penalty $680.00 Southagus Fund Ltd
02/23/2016 - 00:00 Administrative Penalty $680.00 Southagus Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $1,100.00 STRATEGIC ACACIA LIMITED
03/03/2017 - 00:00 Administrative Penalty $49,000 WORLD ARROW LIMITED

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