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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
02/16/2017 - 00:00 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
10/18/2011 - 00:00 Administrative Penalty $3,000.00 Osiris International Trustees Limited
09/09/2011 - 00:00 Administrative Penalty $3,000.00 Osiris International Trustees Limited
12/11/2012 - 00:00 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.
06/29/2011 - 00:00 Administrative Penalty $3,000.00 Stafford Insurance Ltd
09/19/2011 - 00:00 Administrative Penalty $3,000.00 IAI Underwriting Ltd
01/13/2017 - 00:00 Administrative Penalty $3,000.00 Craigmuir Authorised Representative Limited
11/12/2013 - 00:00 Administrative Penalty $1,000.00 Crater Assurance Ltd.
12/11/2012 - 00:00 Administrative Penalty $1,000.00 Alternative Protection Management Ltd.
05/10/2016 - 00:00 Administrative Penalty $1,000.00 Objective Summa Corporation
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
03/29/2014 - 00:00 Administrative Penalty $2,000.00 VSM International Limited
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.

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