Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
24 Mar 2014 Cease and Desist Order FFAM Inc.
1 Jul 2013 Cease and Desist Order Mika Holdings Inc.
3 Dec 2013 Cease and Desist Order Granite Global Insurance Company Limited
6 Apr 2013 Cease and Desist Order Nova Trade Financial Holdings Ltd.
6 Apr 2013 Cease and Desist Order Bforex Limited
3 May 2014 Cease and Desist Order Avia Investment Group Limited
6 Apr 2013 Cease and Desist Order WBS Holding Ltd.
13 May 2013 Cease and Desist Order Axis Trading Group Incorporated
6 Apr 2013 Cease and Desist Order Forex Place Ltd.
4 Aug 2013 Cease and Desist Order Blackstar Capital Management Limited
27 Aug 2013 Cease and Desist Order Sovereign International Worldwide Limited
19 Feb 2013 Cease and Desist Order Master Polar Limited
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
13 May 2013 Cease and Desist Order Priory Investments Services Ltd.
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited

Pages