Secondary Menu

You are here

Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
13 May 2013 Cease and Desist Order Axis Trading Group Incorporated
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
1 Jul 2013 Cease and Desist Order Mika Holdings Inc.
23 Jul 2013 Appointment of Qualified Person Shirley Trust Company Limited
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
4 Aug 2013 Cease and Desist Order Blackstar Capital Management Limited
20 Aug 2013 Administrative Penalty $13,000.00 Shirley Trust Company Limited
20 Aug 2013 Administrative Penalty $500.00 Mr. Barry J. Miller as Director of Shirley Trust Company Limited
20 Aug 2013 Administrative Penalty $500.00 Mr. Ernesto F. Shirley as Director of Shirley Trust Company Limited
20 Aug 2013 Administrative Penalty $500.00 Mr. Luis A. Shirley as Director of Shirley Trust Company Limited
20 Aug 2013 Appointment of Examiner Crescent Corporate Services Limited
20 Aug 2013 Administrative Penalty $500.00 Ms. Benedicta Samuels as Director of Shirley Trust Company Limited
20 Aug 2013 Administrative Penalty $500.00 Ms. Zadie Llaurdo as Director of Shirley Trust Company Limited

Pages