Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
02/15/2017 - 00:00	Directive	ABM CORPORATE SERVICES, LTD.
02/15/2017 - 00:00	Directive	MCNAMARA CORPORATE SERVICES LIMITED
08/15/2011 - 00:00	Directive	Emerging Markets Growth And Income Fund Inc.
02/15/2017 - 00:00	Directive	Global Corporate Consultants Group Inc.
01/25/2013 - 00:00	Directive	Collection of Modern Art Inc.
01/25/2013 - 00:00	Directive	Next 11 Emerging Fund Inc.
08/15/2011 - 00:00	Directive	Consistent Return (Cash Management) Fund Inc.
01/25/2013 - 00:00	Directive	Intelligent Portfolio (IQ-Asset Allocation) Inc.
01/25/2013 - 00:00	Directive	Porcupine Global Macro Plus Inc.
01/25/2013 - 00:00	Directive	Aliquot Gold Bullion Inc.
06/29/2011 - 00:00	Administrative Penalty $5,000.00	Victory Life & Pension Assurance Company Limited
09/19/2011 - 00:00	Administrative Penalty $5,000.00	IAI Underwriting Ltd
06/29/2011 - 00:00	Administrative Penalty $5,000.00	Stafford Insurance Ltd
05/18/2011 - 00:00	Administrative Penalty $5,000.00	NCB Investment Services Company
02/23/2016 - 00:00	Administrative Penalty $5,000.00	Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED

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