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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
05/13/2013 - 00:00 Cease and Desist Order Axis Trading Group Incorporated
08/27/2013 - 00:00 Cease and Desist Order Sovereign International Worldwide Limited
08/04/2013 - 00:00 Cease and Desist Order Blackstar Capital Management Limited
04/06/2013 - 00:00 Cease and Desist Order Forex Place Ltd.
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
08/07/2014 - 00:00 Cease and Desist Order Concise Investments Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
01/25/2013 - 00:00 Directive Emerging Markets Growth And Income Fund Inc.
03/21/2016 - 00:00 Directive Castlestone Management Incorporated
02/22/2012 - 00:00 Directive Collection of Modern Art Inc.
08/15/2011 - 00:00 Directive Systematic Growth Fund Inc.

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