Enforcement Action

Action Date	Enforcement Action	Licensee or Regulated Person
01/25/2013 - 00:00	Directive	Consistent Return (Cash Management) Fund Inc.
02/15/2017 - 00:00	Directive	ABM CORPORATE SERVICES, LTD.
12/10/2012 - 00:00	Directive	Collection of Modern Art Inc.
02/15/2017 - 00:00	Directive	TMF Corporate Services (BVI) Limited
01/25/2013 - 00:00	Directive	Aliquot Gold Bullion Inc.
01/25/2013 - 00:00	Directive	Collection of Modern Art Inc.
08/15/2011 - 00:00	Directive	Consistent Return (Cash Management) Fund Inc.
02/15/2017 - 00:00	Directive	MOORE STEPHENS INTERNATIONAL SERVICES (BVI) LIMITED
02/15/2017 - 00:00	Directive	J.S. ARCHIBALD TRUST SERVICES LIMITED
08/17/2012 - 00:00	Directive	Creque's Insurance Agency Limited
05/18/2011 - 00:00	Administrative Penalty $5,000.00	NCB Investment Services Company
06/29/2011 - 00:00	Administrative Penalty $5,000.00	Stafford Insurance Ltd
02/23/2016 - 00:00	Administrative Penalty $5,000.00	Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
11/15/2011 - 00:00	Administrative Penalty $5,000.00	Shirley Trust Company Limited
01/31/2013 - 00:00	Administrative Penalty $5,000.00	The Insurance Store Limited

Action Date