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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
06/02/2018 Public Statement Smiths Gore and Son’s Reserve Loan Company
12/04/2017 Public Statement ELEUTHERA INSURANCE LIMITED
12/04/2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
09/02/2017 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
09/02/2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
09/02/2017 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
09/02/2017 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/02/2017 Administrative Penalty $3,500.00 WPC Fund Ltd.
09/02/2017 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
09/02/2017 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
08/03/2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
08/03/2017 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
07/07/2017 Administrative Penalty $11,000.00 CASTLESTONE MANAGEMENT INCORPORATED
07/04/2017 Administrative Penalties $20,000.00 EAST ASIA CORPORATE SERVICES (B.V.I.) LIMITED
07/02/2017 Administrative Penalty $1,160.00 : TMF Authorised Representative (BVI) Ltd.

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