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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
4 Dec 2017 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
29 Jun 2011 Administrative Penalty $4,000.00 State Mutual Insurance Co. Ltd
20 May 2015 Public Statement Oriental Conrad Limited
19 Dec 2014 Warning Letter Arias, Fabrega & Fabrega Trust Co. (BVI) Limited
3 Jun 2014 Warning Letter Creque’s Insurance Agency Limited
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited
29 Jun 2011 Administrative Penalty $5,000.00 Victory Life & Pension Assurance Company Limited
15 Dec 2014 Warning Letter Caledonian Fund Services (BVI) Ltd.
25 Jan 2013 Directive Emerging Markets Growth And Income Fund Inc.
14 Jun 2011 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd
3 Aug 2016 Warning Letter Folio Administrators Limited
20 Aug 2013 Administrative Penalty $13,000.00 Shirley Trust Company Limited
16 Sep 2011 Appointment of Qualified Person National Bank of the Virgin Islands
11 Dec 2012 Administrative Penalty $1,000.00 Alternative Protection Management Ltd.
25 Jan 2013 Directive Concerto Alternative Alpha Inc.

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