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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
22 Dec 2016 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
20 Dec 2011 Appointment of Examiner Aliquot Gold Bullion Inc.
10 Jun 2011 Administrative Penalty $2,500.00 Great Oak Insurance Company Limited
13 Dec 2016 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
10 Dec 2012 Directive Collection of Modern Art Inc.
10 May 2016 Administrative Penalty $1,000.00 Objective Summa Corporation
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
28 Feb 2015 Revocation of Licence Armatura Insurance Company Limited
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd
13 Jul 2012 Revocation of Licenses/Certificate BASIS Fund Limited
22 Mar 2012 Revocation of Licenses/Certificate Lazars International Fund Limited
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
22 Mar 2012 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited

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