|
28 Mar 2014 |
Administrative Penalty $8,000.00 |
Capitalworks International Private Equity Advisors Limited |
|
22 Dec 2016 |
Administrative Penalty $8,000.00 |
MJM INTERNATIONAL LTD. |
|
6 Apr 2013 |
Cease and Desist Order |
Paxinvest.com Limited |
|
20 Dec 2011 |
Appointment of Examiner |
Aliquot Gold Bullion Inc. |
|
10 Jun 2011 |
Administrative Penalty $2,500.00 |
Great Oak Insurance Company Limited |
|
13 Dec 2016 |
Administrative Penalty $6,000.00 |
WISE TRAIN LIMITED |
|
10 Dec 2012 |
Directive |
Collection of Modern Art Inc. |
|
10 May 2016 |
Administrative Penalty $1,000.00 |
Objective Summa Corporation |
|
7 Aug 2014 |
Warning Letter |
SELVI TRUSTEE LTD. |
|
28 Feb 2015 |
Revocation of Licence |
Armatura Insurance Company Limited |
|
23 Feb 2016 |
Administrative Penalty $680.00 |
Southagus Fund Ltd |
|
13 Jul 2012 |
Revocation of Licenses/Certificate |
BASIS Fund Limited |
|
22 Mar 2012 |
Revocation of Licenses/Certificate |
Lazars International Fund Limited |
|
15 Feb 2017 |
Directive |
ABACUS TRUST AND MANAGEMENT SERVICES LIMITED |
|
22 Mar 2012 |
Revocation of Licenses/Certificate |
F3 Ethical Developing Fund Limited |
