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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
02/16/2017 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
02/16/2017 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
02/16/2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
02/16/2017 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
02/16/2017 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
02/15/2017 Directive SHIRLEY TRUST COMPANY (BVI) LIMITED
02/15/2017 Directive AMS TRUSTEES LIMITED
02/15/2017 Directive COVERDALE TRUST SERVICES LIMITED
02/15/2017 Directive INSINGER CORPORATE FORMATIONS (BVI) LIMITED
02/15/2017 Directive MOORE STEPHENS INTERNATIONAL SERVICES (BVI) LIMITED
02/15/2017 Directive J.S. ARCHIBALD TRUST SERVICES LIMITED
02/15/2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
02/15/2017 Directive ARAMO CORPORATE SERVICES INC.
02/15/2017 Directive Newhaven Trustees (BVI) Limited
02/15/2017 Directive MCNAMARA CORPORATE SERVICES LIMITED

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