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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
24 Mar 2014 Cease and Desist Order FFAM Inc.
20 Sep 2013 Lifting of Directive Aliquot Gold & Precious Metals Equities Fund Inc.
11 Feb 2011 Revocation of Licenses/Certificate Mr. Christopher David Stride of Krys & Associates (BVI) Ltd
22 Feb 2012 Directive Collection of Modern Art Inc.
11 May 2014 Public Statement Patriarch Insurance Company Limited
22 Mar 2012 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
15 Aug 2011 Directive Concerto Alternative Alpha Inc.
10 May 2015 Fine $4,000.00 Wessex Capital Limited
12 Jan 2014 Warning Letter Intac (BVI) International Investments Limited
20 Sep 2013 Lifting of Directive Balanced Opportunity Inc.
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
16 Jul 2015 Warning Letter DANTRUST LIMITED
27 Sep 2013 Administrative Penalty $8,500.00 Abacus Trust and Management Services Limited
19 Dec 2014 Warning Letter McNamara Corporate Services Limited
26 Sep 2013 Administrative Penalty $2,500.00 Caribbean Insurers Marine Limited

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