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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
25 Jan 2013 Directive Concerto Alternative Alpha Inc.
19 Dec 2014 Warning Letter Hamilton Trust Management Company Limited
16 Feb 2017 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
15 Aug 2011 Directive Balanced Opportunity Inc.
19 Dec 2011 Warning Letter Permal Talara Ltd
18 Oct 2012 Directive BGL Private Equity (BVI) Limited
13 Dec 2016 Administrative Penalty $2,250.00 Crestwood Capital Master Fund, Ltd.
3 Mar 2017 Administrative Penalty $49,000 WORLD ARROW LIMITED
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
20 Dec 2011 Appointment of Examiner Aliquot Agriculture Fund Inc.
27 Jun 2012 Public Statement Settlement Casualty Corp.
22 Dec 2016 Administrative Penalty $290.00 Cathedral Fund SPC Limited
6 Apr 2013 Cease and Desist Order Forex Place Ltd.
16 Sep 2011 Directive National Bank of the Virgin Islands
11 Dec 2012 Administrative Penalty $3,000.00 ANT Management (BVI) Ltd.

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