09/23/2016 - 00:00 |
Warning Letter |
SOFAER CAPITAL INC. |
02/23/2016 - 00:00 |
Administrative Penalty $680.00 |
Southagus Fund Ltd |
02/23/2016 - 00:00 |
Administrative Penalty $680.00 |
Southagus Fund Ltd. |
03/06/2014 - 00:00 |
Administrative Penalty $35,000.00 |
Sovereign Caribbean Limited |
08/27/2013 - 00:00 |
Cease and Desist Order |
Sovereign International Worldwide Limited |
05/10/2016 - 00:00 |
Administrative Penalty $7,500.00 |
SPECTRUM GALAXY FUND LTD. |
01/20/2017 - 00:00 |
Administrative Penalty $3,500.00 |
Sphera Fund-Corporate L.P. |
02/15/2017 - 00:00 |
Directive |
SR Corporate Services Limited |
07/22/2015 - 00:00 |
Administrative Penalty $4,000.00 |
St. Lawrence Trading Inc. |
06/29/2011 - 00:00 |
Administrative Penalty $3,000.00 |
Stafford Insurance Ltd |
12/06/2012 - 00:00 |
Revocation of Licenses/Certificate |
Stafford Insurance Ltd |
06/27/2012 - 00:00 |
Public Statement |
Stafford Insurance Ltd |
06/29/2011 - 00:00 |
Administrative Penalty $5,000.00 |
Stafford Insurance Ltd |
11/11/2016 - 00:00 |
Administrative Penalty $2,000.00 |
Standard Pacific Capital Master, Ltd. |
11/11/2016 - 00:00 |
Administrative Penalty $2,000.00 |
Standard Pacific Capital Offshore, Ltd. |