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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
4 May 2013 Public Statement Universal Highland Assurance Company Limited
27 Jun 2012 Public Statement IAI Underwriting Ltd
27 Jun 2012 Public Statement Investors Reinsurance Limited
3 Jun 2015 Public Statement Avia Investment Group Limited
13 May 2013 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
21 May 2013 Administrative Penalty $4,500.00 The Wesley Company Limited
4 Aug 2013 Administrative Penalty $14,000.00 Commonwealth Trust Limited
11 Sep 2016 Warning Letter IMARA ASSET MANAGEMENT LIMITED
17 Dec 2014 Warning Letter Aramo Trust Co. Limited
3 Aug 2016 Warning Letter Folio Administrators Limited
28 Aug 2013 Warning Letter Century Insurance Agency Limited
27 Nov 2013 Warning Letter Mark Ian Sorby Chapman (Insolvency Practitioner)
23 Oct 2012 Warning Letter Fulcrum Management Limited
3 Jun 2014 Warning Letter Codan Management (BVI) Limited
4 Oct 2011 Warning Letter Sofaer Administration Limited

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