You are here

Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
07/10/2014 - 00:00 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
07/10/2014 - 00:00 Administrative Penalty $100.00 NIS PE Fund Ltd.
06/25/2014 - 00:00 Administrative Penalty $335,000.00 Commonwealth Trust Limited
03/06/2014 - 00:00 Administrative Penalty $40,000.00 Crescent Corporate Services Limited
03/28/2014 - 00:00 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
03/28/2014 - 00:00 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
12/22/2016 - 00:00 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
11/12/2013 - 00:00 Administrative Penalty $37,500.00 Mossack Fonseca & Co. (BVI) Ltd.
09/12/2013 - 00:00 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
05/10/2016 - 00:00 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
12/13/2016 - 00:00 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
10/14/2013 - 00:00 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited
12/10/2012 - 00:00 Administrative Penalty $20,500.00 Mossack Fonseca & Co. (BVI) Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
09/02/2017 - 00:00 Administrative Penalty $3,500.00 WPC Fund Ltd.

Pages