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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
02/16/2017 - 00:00 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
09/02/2017 - 00:00 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
06/29/2011 - 00:00 Administrative Penalty $3,500.00 Rosebank Limited
12/10/2012 - 00:00 Administrative Penalty $20,500.00 Mossack Fonseca & Co. (BVI) Ltd.
10/14/2013 - 00:00 Administrative Penalty $205,500.00 Portcullis TrustNet (BVI) Limited
05/10/2016 - 00:00 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
09/12/2013 - 00:00 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
12/13/2016 - 00:00 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
11/12/2013 - 00:00 Administrative Penalty $37,500.00 Mossack Fonseca & Co. (BVI) Ltd.
03/28/2014 - 00:00 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
03/28/2014 - 00:00 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
12/22/2016 - 00:00 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
03/06/2014 - 00:00 Administrative Penalty $40,000.00 Crescent Corporate Services Limited
06/25/2014 - 00:00 Administrative Penalty $335,000.00 Commonwealth Trust Limited

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