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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
10/27/2014 - 00:00 Revocation of Licence Salvo Insurance Company Limited
04/28/2015 - 00:00 Revocation of Licence Cathay Asia Limited
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Investors Reinsurance Limited
12/06/2012 - 00:00 Revocation of Licenses/Certificate Great Oak Insurance Company Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate Old Union Growth Fund Ltd
03/22/2012 - 00:00 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited
12/06/2012 - 00:00 Revocation of Licenses/Certificate Stafford Insurance Ltd
03/22/2012 - 00:00 Revocation of Licenses/Certificate Lazars International Fund Limited
07/13/2012 - 00:00 Revocation of Licenses/Certificate BASIS Fund Limited
02/11/2011 - 00:00 Revocation of Licenses/Certificate Mr. Christopher David Stride of Krys & Associates (BVI) Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate IAI Underwriting Ltd
07/13/2012 - 00:00 Revocation of Licenses/Certificate Palos Ventures Fund Ltd.

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