You are here

Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
01/31/2013 - 00:00 Administrative Penalty $5,000.00 The Insurance Store Limited
02/09/2013 - 00:00 Administrative Penalty $35,000.00 Orbis Services Limited
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
03/05/2013 - 00:00 Public Statement Moorgate Insurance Company Limited
04/06/2013 - 00:00 Cease and Desist Order Forex Place Ltd.
04/06/2013 - 00:00 Cease and Desist Order WBS Holding Ltd.
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
04/06/2013 - 00:00 Cease and Desist Order Bforex Limited
04/06/2013 - 00:00 Cease and Desist Order Nova Trade Financial Holdings Ltd.
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.
05/04/2013 - 00:00 Public Statement Universal Highland Assurance Company Limited
05/13/2013 - 00:00 Cease and Desist Order Axis Trading Group Incorporated
05/13/2013 - 00:00 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.

Pages