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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
14 Oct 2013 Administrative Penalty $2,500.00 Portcullis TrustNet (BVI) Limited
8 Sep 2013 Appointment of Qualified Person Portcullis TrustNet (BVI) Limited
20 Dec 2011 Appointment of Examiner Porcupine Global Macro Plus Incorporated
25 Jan 2013 Directive Porcupine Global Macro Plus Inc.
20 Sep 2013 Lifting of Directive Porcupine Global Macro Plus Inc.
15 Aug 2011 Directive Porcupine Global Macro Plus Inc.
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.
25 Jan 2013 Directive Porcupine Absolute Return Fund Inc.
20 Sep 2013 Lifting of Directive Porcupine Absolute Return Fund Inc.
30 May 2012 Warning Letter Plexus Global Asset Management Limited
19 Dec 2011 Warning Letter Permal Talara Ltd
6 Apr 2013 Cease and Desist Order Paxinvest.com Limited
9 Apr 2015 Administrative Penalty $20,000.00 PATTON, MORENO AND ASVAT (BVI) LIMITED
15 Feb 2017 Directive PATTON MORENO AND ASVAT (BVI) LIMITED
17 Oct 2014 Revocation of Licence Patriarch Insurance Company Limited

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