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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
4 Oct 2011 Warning Letter Sofaer Capital Inc
4 Oct 2011 Warning Letter Sofaer Administration Limited
2 Jun 2018 Public Statement Smiths Gore and Son’s Reserve Loan Company
27 May 2013 Administrative Penalty $5,000.00 Sinclair Trust & Finance S.A.
23 Jul 2013 Appointment of Qualified Person Shirley Trust Company Limited
20 Aug 2013 Administrative Penalty $13,000.00 Shirley Trust Company Limited
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
15 Feb 2017 Directive SHIRLEY TRUST COMPANY (BVI) LIMITED
27 Jun 2012 Public Statement Settlement Casualty Corp.
7 Aug 2014 Warning Letter SELVI TRUSTEE LTD.
23 Sep 2016 Administrative Penalty $980.00 SEABOARD FUND LIMITED
27 Oct 2014 Revocation of Licence Salvo Insurance Company Limited
2 Nov 2015 Public Statement Salvo Insurance Company Limited
24 Feb 2012 Warning Letter Salamander Associates Limited
3 Jun 2014 Warning Letter Sail Flagship Management Limited

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