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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
10/12/2015 - 00:00 Administrative Penalty $25,000.00 Orangefield (BVI) Limited
02/16/2017 - 00:00 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
02/24/2015 - 00:00 Administrative Penalty $25,000.00 Newhaven Corporate Services (B.V.I.) Limited
11/30/2015 - 00:00 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
11/30/2015 - 00:00 Administrative Penalty $25,000.00 Midland Trust Limited
08/04/2015 - 00:00 Administrative Penalty $60,000.00 TMF (BVI) Limited
05/10/2015 - 00:00 Fine $4,000.00 Wessex Capital Limited
05/10/2015 - 00:00 Fine $4,000.00 BH Feeder Inc.
05/10/2015 - 00:00 Fine $4,000.00 Archway Commodities Ltd.
02/11/2015 - 00:00 Administrative Penalty $55,000.00 DANTRUST LIMITED
06/13/2022 - 08:30 Administrative Penalty $55,000.00 CORAL REEF TECHNOLOGIES LIMITED
12/22/2016 - 00:00 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
12/22/2016 - 00:00 Administrative Penalty $580.00 Cathedral Investment Management Company Limited
02/23/2017 - 00:00 Administrative Penalty $580.00 Value Partners Private Equity Limited

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