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Enforcement Action

 
Action Datesort ascending Enforcement Action Licensee or Regulated Person
20 Dec 2011 Appointment of Examiner Collection of Modern Art Inc.
20 Dec 2011 Appointment of Examiner Aliquot Gold Bullion Inc.
20 Dec 2011 Appointment of Examiner Aliquot Precious Metals Inc.
20 Dec 2011 Appointment of Examiner Porcupine Global Macro Plus Incorporated
20 Dec 2011 Appointment of Examiner Aliquot Agriculture Fund Inc.
20 Dec 2011 Appointment of Examiner Next 11 Emerging Markets Fund Inc.
19 Dec 2011 Warning Letter Permal Talara Ltd
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
7 Dec 2011 Administrative Penalty $500.00 StateTrust Life and Annuities Limited
1 Dec 2011 Warning Letter SUMMIT Insurance Services Limited [formerly The Marine Insurance Office (BVI) Limited]
28 Nov 2011 Administrative Penalty $1,750.00 Overseas Management Company Trust (BVI) Ltd
15 Nov 2011 Administrative Penalty $5,000.00 Shirley Trust Company Limited
8 Nov 2011 Warning Letter Drake Fund Advisors Ltd
18 Oct 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
4 Oct 2011 Warning Letter Acacia Capital Management Inc

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