Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort descending
23 Sep 2016 Administrative Penalty $6,100.00 BRAZIL ADVANCED LTD. formerly BRAZIL ADVANCED INVESTMENT FUND LTD
2 Sep 2017 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
16 Aug 2012 Administrative Penalty $4,000.00 Bunge Investment Management Limited
15 Dec 2014 Warning Letter Caledonian Fund Services (BVI) Ltd.
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks International Private Equity Advisors Limited
28 Mar 2014 Administrative Penalty $8,000.00 Capitalworks Investment Management International Advisors Limited
29 Aug 2013 Warning Letter Caribbean Alliance Insurance Company Limited
9 Dec 2011 Administrative Penalty $2,500.00 Caribbean Insurers (Health) Limited
10 Sep 2012 Directive Caribbean Insurers (Marine) Limited
7 Oct 2016 Lifting of Directive Caribbean Insurers Limited
10 Jul 2016 Lifting of Directive Caribbean Insurers Limited
8 Jan 2012 Directive Caribbean Insurers Limited
10 Sep 2012 Directive Caribbean Insurers Limited
26 Sep 2013 Administrative Penalty $2,500.00 Caribbean Insurers Marine Limited
14 Jun 2011 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd

Pages