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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
12 Oct 2015 Administrative Penalty $25,000.00 Orangefield (BVI) Limited
4 Aug 2015 Administrative Penalty $60,000.00 TMF (BVI) Limited
10 May 2015 Fine $4,000.00 BH Feeder Inc.
10 May 2015 Fine $4,000.00 Wessex Capital Limited
10 May 2015 Fine $4,000.00 Archway Commodities Ltd.
11 Feb 2015 Administrative Penalty $55,000.00 DANTRUST LIMITED
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
23 Feb 2016 Administrative Penalty $580.00 Value Partners Private Equity Limited
22 Dec 2016 Administrative Penalty $580.00 Cathedral Investment Management Company Limited
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
22 Dec 2016 Administrative Penalty $290.00 Cathedral Fund SPC Limited
30 Nov 2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
22 Feb 2016 Appointment of Joint Liquidators Crescent Corporate Services Limited
23 Feb 2016 Administrative Penalty $280.00 Althea Group Offshore, Ltd.

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