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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
10 Jun 2016 Administrative Penalty $8,150.00 THE GALILEO FUND LTD.
10 Jun 2016 Administrative Penalty $8,750.00 Copernic Global Fund Limited
12 Nov 2015 Administrative Penalty $97,000.00 Colonial Insurance (BVI) Limited
12 Oct 2015 Administrative Penalty $15,000.00 Commence Overseas Limited
17 Nov 2015 Administrative Penalty $15,000.00 CR (BVI) LIMITED
26 Aug 2015 Administrative Penalty $15,000.00 Intertrust Corporate Services (BVI) Limited
30 Nov 2015 Administrative Penalty $15,000.00 CCS Trustees Limited
15 Dec 2015 Administrative Penalty $15,000.00 JTC (BVI) Limited
25 Feb 2015 Administrative Penalty $15,000.00 Proservices Limited
24 Feb 2015 Administrative Penalty $25,000.00 Newhaven Corporate Services (B.V.I.) Limited
16 Feb 2017 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
20 Oct 2015 Administrative Penalty $25,000.00 Lotus Corporate Services Ltd.
30 Nov 2015 Administrative Penalty $25,000.00 ILS Fiduciary (BVI) Limited

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