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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
12/06/2012 - 00:00 Revocation of Licenses/Certificate IAI Underwriting Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate Great Oak Insurance Company Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate Old Union Growth Fund Ltd
06/07/2012 - 00:00 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
07/13/2012 - 00:00 Revocation of Licenses/Certificate BASIS Fund Limited
12/06/2012 - 00:00 Revocation of Licenses/Certificate Crouch Services Ltd
03/22/2012 - 00:00 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate AMCA Insurance & Reinsurance Company Ltd
12/06/2012 - 00:00 Revocation of Licenses/Certificate Stafford Insurance Ltd
06/29/2011 - 00:00 Administrative Penalty $4,000.00 State Mutual Insurance Co. Ltd
06/10/2011 - 00:00 Administrative Penalty $4,000.00 FH Corporate Services Ltd
06/14/2011 - 00:00 Administrative Penalty $4,000.00 Caribbean Reinsurance Company Ltd
06/29/2011 - 00:00 Administrative Penalty $4,000.00 Crouch Services Ltd
07/22/2015 - 00:00 Administrative Penalty $4,000.00 St. Lawrence Trading Inc.

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