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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
04/15/2016 - 00:00 Administrative Penalty $900.00 ARBITRAL INTERNATIONAL CORPORATION
04/29/2016 - 00:00 Directive MOSSACK FONSECA & CO. (B.V.I.) LTD.
05/10/2016 - 00:00 Administrative Penalty $1,000.00 Objective Summa Corporation
05/10/2016 - 00:00 Administrative Penalty $7,500.00 SPECTRUM GALAXY FUND LTD.
05/27/2016 - 00:00 Lifting of Directive Castlestone Management Incorporated
06/10/2016 - 00:00 Administrative Penalty $8,750.00 Copernic Global Fund Limited
06/10/2016 - 00:00 Administrative Penalty $8,150.00 THE GALILEO FUND LTD.
07/10/2016 - 00:00 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
07/10/2016 - 00:00 Lifting of Directive GULF INSURANCE LIMITED
07/10/2016 - 00:00 Lifting of Directive Caribbean Insurers Limited
08/03/2016 - 00:00 Warning Letter Folio Administrators Limited
09/11/2016 - 00:00 Warning Letter IMARA ASSET MANAGEMENT LIMITED
09/11/2016 - 00:00 Administrative Penalty $22,500.00 INTAC (BVI) INTERNATIONAL INVESTMENTS LIMITED
09/23/2016 - 00:00 Administrative Penalty $6,100.00 BRAZIL ADVANCED LTD. formerly BRAZIL ADVANCED INVESTMENT FUND LTD
09/23/2016 - 00:00 Warning Letter SOFAER CAPITAL INC.

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