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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
23 Feb 2017 Administrative Penalty $580.00 Value Partners Private Equity Limited
23 Feb 2016 Administrative Penalty $580.00 Value Partners Private Equity Limited
22 Dec 2016 Administrative Penalty $580.00 Cathedral Investment Management Company Limited
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
22 Dec 2016 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
11 Feb 2015 Administrative Penalty $55,000.00 DANTRUST LIMITED
10 May 2015 Fine $4,000.00 Archway Commodities Ltd.
10 May 2015 Fine $4,000.00 Wessex Capital Limited
10 May 2015 Fine $4,000.00 BH Feeder Inc.
4 Aug 2015 Administrative Penalty $60,000.00 TMF (BVI) Limited
16 Feb 2017 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
24 Feb 2015 Administrative Penalty $25,000.00 Newhaven Corporate Services (B.V.I.) Limited
30 Nov 2015 Administrative Penalty $25,000.00 QUIJANO & ASSOCIATES (BVI) LIMITED
30 Nov 2015 Administrative Penalty $25,000.00 Midland Trust Limited
20 Oct 2015 Administrative Penalty $25,000.00 Lotus Corporate Services Ltd.

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