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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
05/27/2016 - 00:00 Lifting of Directive Castlestone Management Incorporated
09/20/2013 - 00:00 Lifting of Directive Consistent Return (Cash Management) Fund Inc.
07/10/2016 - 00:00 Lifting of Directive CREQUE’S INSURANCE AGENCY LIMITED
09/20/2013 - 00:00 Lifting of Directive Next 11 Emerging Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Intelligent Portfolio (IQ-Asset Allocation) Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Global Macro Plus Inc.
09/20/2013 - 00:00 Lifting of Directive Aliquot Gold Bullion Inc.
09/20/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc.
09/20/2013 - 00:00 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
06/10/2011 - 00:00 Administrative Penalty $2,000.00 FH Corporate Services Ltd
09/02/2017 - 00:00 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
01/13/2017 - 00:00 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/27/2013 - 00:00 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited

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