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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
07/10/2016 - 00:00 Lifting of Directive Caribbean Insurers Limited
09/20/2013 - 00:00 Lifting of Directive Aliquot Agriculture Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Balanced Opportunity Inc.
06/10/2011 - 00:00 Administrative Penalty $2,000.00 FH Corporate Services Ltd
09/02/2017 - 00:00 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
12/20/2012 - 00:00 Administrative Penalty $2,000.00 Inter-Continental Trust Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
09/27/2013 - 00:00 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
01/13/2017 - 00:00 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited

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