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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort ascending
03/05/2013 - 00:00 Public Statement Moorgate Insurance Company Limited
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/15/2017 - 00:00 Directive MOORE STEPHENS INTERNATIONAL SERVICES (BVI) LIMITED
12/22/2016 - 00:00 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
10/16/2014 - 00:00 Administrative Penalty $6,000.00 Mint Capital Advisers Limited
07/01/2013 - 00:00 Cease and Desist Order Mika Holdings Inc.
12/23/2013 - 00:00 Warning Letter Midland Trust Limited
11/30/2015 - 00:00 Administrative Penalty $25,000.00 Midland Trust Limited
03/17/2015 - 00:00 Administrative Penalty $9,000.00 MG Management Services Limited
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
02/15/2017 - 00:00 Directive MCNAMARA CORPORATE SERVICES LIMITED
12/19/2014 - 00:00 Warning Letter McNamara Corporate Services Limited
11/30/2015 - 00:00 Administrative Penalty $20,000.00 MCNAMARA CORPORATE SERVICES LIMITED
12/27/2012 - 00:00 Administrative Penalty $10,000.00 MBC Financial Services Ltd.
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited

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