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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
08/27/2013 - 00:00 Cease and Desist Order Sovereign International Worldwide Limited
04/06/2013 - 00:00 Cease and Desist Order Forex Place Ltd.
04/06/2013 - 00:00 Cease and Desist Order Paxinvest.com Limited
05/13/2013 - 00:00 Cease and Desist Order Priory Investments Services Ltd.
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
08/07/2014 - 00:00 Cease and Desist Order Concise Investments Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
08/15/2011 - 00:00 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
01/25/2013 - 00:00 Directive Consistent Return (Cash Management) Fund Inc.
08/15/2011 - 00:00 Directive Porcupine Absolute Return Fund Inc.
02/15/2017 - 00:00 Directive ABM CORPORATE SERVICES, LTD.

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