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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
13 May 2013 Cease and Desist Order Priory Investments Services Ltd.
19 Feb 2013 Cease and Desist Order Master Polar Limited
1 Jul 2013 Cease and Desist Order Universal Investments (International) Limited
3 Dec 2013 Cease and Desist Order Kent Capital Partners Limited
4 Oct 2013 Revocation of License Moorgate Insurance Company Limited
28 Feb 2013 Revocation of License Universal Highland Assurance Company Limited
15 Aug 2011 Directive Systematic Growth Fund Inc.
15 Aug 2011 Directive Aliquot Commodity Fund Inc.
15 Aug 2011 Directive World Index Growth and Income Fund Inc.
15 Feb 2017 Directive Newhaven Trustees (BVI) Limited
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
15 Aug 2011 Directive Porcupine Absolute Return Fund Inc.
25 Jan 2013 Directive Aliquot Gold & Precious Metals Equities Fund Inc.
15 Feb 2017 Directive MCNAMARA CORPORATE SERVICES LIMITED
15 Aug 2011 Directive Emerging Markets Growth And Income Fund Inc.

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