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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
2 May 2013 Cease and Desist Order Landora Investing Ltd.
6 Apr 2013 Cease and Desist Order Bforex Limited
24 Mar 2014 Cease and Desist Order FFAM Inc.
3 May 2014 Cease and Desist Order Avia Investment Group Limited
1 Jul 2013 Cease and Desist Order Mika Holdings Inc.
6 Apr 2013 Cease and Desist Order Nova Trade Financial Holdings Ltd.
13 May 2013 Cease and Desist Order Axis Trading Group Incorporated
3 Dec 2013 Cease and Desist Order Granite Global Insurance Company Limited
4 Aug 2013 Cease and Desist Order Blackstar Capital Management Limited
6 Apr 2013 Cease and Desist Order WBS Holding Ltd.
27 Aug 2013 Cease and Desist Order Sovereign International Worldwide Limited

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