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Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
09/12/2014 - 00:00 Directive AAUG Insurance Company Limited
08/15/2011 - 00:00 Directive Global Property Growth & Income REITS Fund Inc.
02/15/2017 - 00:00 Directive SR Corporate Services Limited
01/25/2013 - 00:00 Directive World Index Growth and Income Fund Inc.
08/15/2011 - 00:00 Directive Concerto Alternative Alpha Inc.
01/25/2013 - 00:00 Directive Systematic Growth Fund Inc.
10/04/2013 - 00:00 Revocation of License Moorgate Insurance Company Limited
02/28/2013 - 00:00 Revocation of License Universal Highland Assurance Company Limited
07/01/2013 - 00:00 Cease and Desist Order Universal Investments (International) Limited
02/26/2013 - 00:00 Cease and Desist Order UPME Group Ltd.
04/06/2013 - 00:00 Cease and Desist Order Forex Place Ltd.
08/07/2014 - 00:00 Cease and Desist Order Concise Investments Limited
02/19/2013 - 00:00 Cease and Desist Order Master Polar Limited
12/03/2013 - 00:00 Cease and Desist Order Kent Capital Partners Limited
05/02/2013 - 00:00 Cease and Desist Order Landora Investing Ltd.

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