You are here

Enforcement Action

 
Action Date Enforcement Actionsort ascending Licensee or Regulated Person
09/20/2013 - 00:00 Lifting of Directive Aliquot Gold Bullion Inc.
09/20/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Global Macro Plus Inc.
09/20/2013 - 00:00 Lifting of Directive Global Property Growth & Income REITS Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Aliquot Precious Metals Inc.
10/07/2016 - 00:00 Lifting of Directive Caribbean Insurers Limited
07/10/2016 - 00:00 Lifting of Directive Caribbean Insurers Limited
09/20/2013 - 00:00 Lifting of Directive Aliquot Agriculture Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Balanced Opportunity Inc.
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
01/13/2017 - 00:00 Administrative Penalty $2,000.00 Craigmuir Authorised Representative Limited
09/27/2013 - 00:00 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.

Pages