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Enforcement Action

 
Action Date Enforcement Actionsort descending Licensee or Regulated Person
09/02/2017 - 00:00 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
06/10/2011 - 00:00 Administrative Penalty $2,000.00 FH Corporate Services Ltd
09/02/2017 - 00:00 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
03/29/2014 - 00:00 Administrative Penalty $2,000.00 VSM International Limited
09/02/2017 - 00:00 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
01/05/2014 - 00:00 Administrative Penalty $2,000.00 Premier Assurance Group Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/20/2013 - 00:00 Lifting of Directive Systematic Growth Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Balanced Opportunity Inc.
09/20/2013 - 00:00 Lifting of Directive World Index Growth and Income Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Emerging Markets Growth And Income Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Porcupine Absolute Return Fund Inc.
09/20/2013 - 00:00 Lifting of Directive Concerto Alternative Alpha Inc.
09/20/2013 - 00:00 Lifting of Directive Aliquot Commodity Fund Inc.
10/25/2013 - 00:00 Lifting of Directive Collection of Modern Art Inc

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