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Enforcement Action

 
Action Datesort ascending Enforcement Action Licensee or Regulated Person
16 Feb 2017 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
16 Feb 2017 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
16 Feb 2017 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
16 Feb 2017 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
16 Feb 2017 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
16 Feb 2017 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
15 Feb 2017 Directive Newhaven Trustees (BVI) Limited
15 Feb 2017 Directive HAVELET TRUST COMPANY (BVI) LIMITED
15 Feb 2017 Directive TMF Corporate Services (BVI) Limited
15 Feb 2017 Directive MCNAMARA CORPORATE SERVICES LIMITED
15 Feb 2017 Directive Global Corporate Consultants Group Inc.
15 Feb 2017 Directive ABM CORPORATE SERVICES, LTD.
15 Feb 2017 Directive PATTON MORENO AND ASVAT (BVI) LIMITED
15 Feb 2017 Directive SUCRE & SUCRE TRUST LIMITED

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