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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
01/08/2012 - 00:00 Directive Caribbean Insurers Limited
01/17/2012 - 00:00 Warning Letter Tranquil Insurance Company Ltd
02/22/2012 - 00:00 Directive Collection of Modern Art Inc.
02/24/2012 - 00:00 Warning Letter Salamander Associates Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate K2 Emerging Market Fund Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate New Thames Africa Fund Ltd
03/22/2012 - 00:00 Revocation of Licenses/Certificate Lazars International Fund Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate F3 Ethical Developing Fund Limited
03/22/2012 - 00:00 Revocation of Licenses/Certificate Old Union Growth Fund Ltd
05/30/2012 - 00:00 Warning Letter Plexus Global Asset Management Limited
06/07/2012 - 00:00 Revocation of Licenses/Certificate Western Preferred Life Assurance Limited
06/08/2012 - 00:00 Public Statement Western Preferred Life Assurance Limited
06/09/2012 - 00:00 Directive Creque's Insurance Agency Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Investors Reinsurance Limited
06/13/2012 - 00:00 Revocation of Licenses/Certificate Catal Insurance Company Limited

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