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Enforcement Action

 
Action Datesort descending Enforcement Action Licensee or Regulated Person
09/02/2017 - 00:00 Administrative Penalty $3,500.00 Brazil Real Estate Ltd. formerly Brazil Real Estate Fund Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 LJ INVESTMENTS CORP.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 EAGLE CONSTELLATION FUND, LTD.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 Beverage Emerging Market Fund Ltd.
09/02/2017 - 00:00 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
09/02/2017 - 00:00 Administrative Penalty $2,000.00 JL INTERNATIONAL FUND, LTD.
09/02/2017 - 00:00 Administrative Penalty $3,500.00 WPC Fund Ltd.
12/04/2017 - 00:00 Public Statement ELEUTHERA INSURANCE LIMITED
12/04/2017 - 00:00 Revocation of a Licence HALLIDAY INSURANCE AGENCY LIMITED
04/19/2018 - 00:00 Public Statement MR. LEVERE WENT and FLOW MONEY SYSTEM
06/02/2018 - 00:00 Public Statement Smiths Gore and Son’s Reserve Loan Company

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