Secondary Menu

You are here

Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
23 Feb 2016 Administrative Penalty $680.00 Southagus Fund Ltd.
15 Apr 2016 Warning Letter Hawksford Trustees International (BVI) Limited
15 Apr 2016 Administrative Penalty $1,500.00 Analytical Investments Advisors Ltd.
9 Sep 2011 Administrative Penalty $3,000.00 Osiris International Trustees Limited
21 Aug 2015 Administrative Penalty $10,000.00 COVERDALE TRUST SERVICES LIMITED
15 Feb 2017 Directive TMF Corporate Services (BVI) Limited
18 Dec 2015 Administrative Penalty $26,000.00 Laureola Advisors Inc.
6 Apr 2013 Cease and Desist Order Bforex Limited
8 Sep 2013 Appointment of Qualified Person Portcullis TrustNet (BVI) Limited
29 Nov 2012 Warning Letter Eurofin Capital Management Limited
15 Nov 2013 Administrative Penalty $10,000.00 Alfa Forex Ltd.
30 Sep 2013 Warning Letter MPT Asset Management Corp.
28 Apr 2015 Revocation of Licence Cathay Asia Limited
28 Aug 2013 Warning Letter Nationwide Insurance Agency Limited
20 Dec 2011 Appointment of Examiner Collection of Modern Art Inc.

Pages