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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
12/22/2016 - 00:00 Administrative Penalty $8,000.00 MJM INTERNATIONAL LTD.
12/22/2016 - 00:00 Administrative Penalty $580.00 Eastern European Recovery Fund Ltd.
12/13/2016 - 00:00 Administrative Penalty $7,500.00 Prolifico Fund Management Ltd.
12/13/2016 - 00:00 Administrative Penalty $2,250.00 Crestwood Capital International, Ltd.
12/13/2016 - 00:00 Administrative Penalty $6,000.00 WISE TRAIN LIMITED
12/13/2016 - 00:00 Administrative Penalty $2,250.00 Crestwood Capital Master Fund, Ltd.
12/13/2016 - 00:00 Administrative Penalty $7,350.00 Alwaha Fund Limited
11/21/2016 - 00:00 Administrative Penalty $1,520.00 Eagle Protection Insurance Company Limited
11/11/2016 - 00:00 Administrative Penalty $440,000.00 MOSSACK FONSECA & CO (B.V.I.) LTD.
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Master, Ltd.
11/11/2016 - 00:00 Administrative Penalty $2,000.00 Standard Pacific Capital Offshore, Ltd.
11/04/2016 - 00:00 Administrative Penalty $31,500.00 Mossack Fonseca & Co. (B.V.I.) Ltd.
10/27/2016 - 00:00 Warning Letter MWM Financial Services Group Limited
10/27/2016 - 00:00 Warning Letter Abacus Trust and Management Services Limited
10/07/2016 - 00:00 Lifting of Directive Caribbean Insurers Limited

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