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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
02/17/2017 - 00:00 Administrative Penalty $1,400.00 Reinsurance Solutions Ltd.
02/17/2017 - 00:00 Administrative Penalty $1,750.00 Craigmuir Authorised Representative Limited
02/17/2017 - 00:00 Administrative Penalty $1,160.00 TMF Authorised Representative (BVI) Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 REAL EAST FUND LTD.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Toro Participations Limited formerly THE TORO FUND LIMITED
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Collectible Cars Investment Fund Ltd.
02/16/2017 - 00:00 Administrative Penalty $25,000.00 Galloway Capital Management Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,000.00 Prime Star Equities Offshore, L.P.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Mediterranean Investment Fund SPC Limited
02/16/2017 - 00:00 Administrative Penalty $3,500.00 The Opportunity Art Fund Ltd.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 LUNOM VICTOIRE FUND LTD.
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Orionis Fund Ltd. formerly Rig II Fund Ltd
02/16/2017 - 00:00 Administrative Penalty $3,500.00 Mandarin Offshore L.P.
02/15/2017 - 00:00 Directive HAVELET TRUST COMPANY (BVI) LIMITED
02/15/2017 - 00:00 Directive ARAWAK TRUST COMPANY LIMITED

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