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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Person
04/29/2016 - 00:00 Directive MOSSACK FONSECA & CO. (B.V.I.) LTD.
04/15/2016 - 00:00 Administrative Penalty $330.00 GABELLI INTERNATIONAL LIMITED
04/15/2016 - 00:00 Administrative Penalty $900.00 ARBITRAL INTERNATIONAL CORPORATION
04/15/2016 - 00:00 Administrative Penalty $1,500.00 Analytical Investments Advisors Ltd.
04/15/2016 - 00:00 Warning Letter Hawksford Trustees International (BVI) Limited
04/15/2016 - 00:00 Administrative Penalty $330.00 GABELLI ASSOCIATES LIMITED
03/21/2016 - 00:00 Directive Castlestone Management Incorporated
02/23/2016 - 00:00 Administrative Penalty $20,000.00 Circle Investment Support Services (BVI) Ltd.
02/23/2016 - 00:00 Administrative Penalty $5,000.00 Glenn Sylvester Harrigan of CCP FINANCIAL CONSULTANTS LIMITED
02/23/2016 - 00:00 Administrative Penalty $680.00 Southagus Fund Ltd
02/23/2016 - 00:00 Administrative Penalty $580.00 Value Partners Private Equity Limited
02/23/2016 - 00:00 Administrative Penalty $280.00 Althea Group Offshore, Ltd.
02/23/2016 - 00:00 Administrative Penalty $680.00 Southagus Fund Ltd.
02/22/2016 - 00:00 Appointment of Joint Liquidators Crescent Corporate Services Limited
12/18/2015 - 00:00 Administrative Penalty $26,000.00 Laureola Advisors Inc.

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