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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort descending
2 Sep 2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
2 Jul 2017 Administrative Penalty $1,160.00 : TMF Authorised Representative (BVI) Ltd.
12 Sep 2013 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
30 Nov 2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
12 Nov 2013 Appointment of Examiner AAUG Insurance Co. Ltd.
12 Sep 2014 Directive AAUG Insurance Company Limited
10 Jul 2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
27 Sep 2013 Administrative Penalty $8,500.00 Abacus Trust and Management Services Limited
27 Sep 2013 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
15 Feb 2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
27 Oct 2016 Warning Letter Abacus Trust and Management Services Limited
9 Oct 2012 Cease & Desist Order Abadi & Co. Securities Ltd.
13 May 2013 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
15 Feb 2017 Directive ABM CORPORATE SERVICES, LTD.
4 Oct 2011 Warning Letter Acacia Capital Management Inc

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