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Enforcement Action

 
Action Date Enforcement Action Licensee or Regulated Personsort descending
09/02/2017 Administrative Penalty $3,500.00 3MF Artemis, Ltd. formerly 3MF Artemis Fund (BVI) Ltd.
07/02/2017 Administrative Penalty $1,160.00 : TMF Authorised Representative (BVI) Ltd.
09/12/2013 Administrative Penalty $7,500.00 AAUG Insurance Co. Ltd.
11/30/2015 Appointment of Joint Liquidators AAUG Insurance Co. Ltd.
11/12/2013 Appointment of Examiner AAUG Insurance Co. Ltd.
09/12/2014 Directive AAUG Insurance Company Limited
07/10/2014 Administrative Penalty $1,500.00 Abacus Trust & Management Services Limited
09/27/2013 Administrative Penalty $8,500.00 Abacus Trust and Management Services Limited
09/27/2013 Administrative Penalty $2,000.00 Abacus Trust and Management Services Limited
02/15/2017 Directive ABACUS TRUST AND MANAGEMENT SERVICES LIMITED
10/27/2016 Warning Letter Abacus Trust and Management Services Limited
10/09/2012 Cease & Desist Order Abadi & Co. Securities Ltd.
05/13/2013 Administrative Penalty $175,000.00 ABM Corporate Services Ltd.
02/15/2017 Directive ABM CORPORATE SERVICES, LTD.
10/04/2011 Warning Letter Acacia Capital Management Inc

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