Investment Business

The following are currently licensed to hold a Category 1: Dealing in Investments Sub-category B: Dealing as Principal licence under Sections 5 and 6(2) of the Securities and Investment Business Act, 2010 (“the Act”), and in accordance with the provisions of Sections 6(2), and (5) of the Act, and Section 40B of the Financial Services Commission Act, 2001.

A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

Names of Licensees holding an investment business licence in Category 1 - Sub Cat. B

ADVANCED CAPITAL SECURITIES LTD.

E-GLOBAL TRADE & FINANCE GROUP, INC.

FCI MARKETS INC.

GALLANT CAPITAL MARKETS LTD

GLOBAL ADVISOR INTERNATIONAL INC.

INDOCHINA CAPITAL ADVISORS LIMITED

INFINITY SPACE INC.

KT MARKETS LTD

NORD CAPITAL FINANCIAL ADVISORY SERVICES LTD

PICARD TRADING LTD

RAYMOND JAMES GLOBAL SECURITIES, LIMITED

RAYMOND JAMES LATIN ADVISORS, LIMITED

STERLING GENT TRADING LTD.

WORLDWIDE MARKETS LTD.

Dated this 14th day of March 2013
Financial Services Commission

Categories of Investment Business Licences

Other Regulated Entities

Contact Information

British Virgin Islands Financial Services Commission

Pasea Estate
P.O. Box 418
Road Town, Tortola, VG 1110
British Virgin Islands

Tel: 284-494-1324 or 284-494-4190 GMT – 4:00
Fax: 284-494-5016
Hours: Monday-Friday 8:30a.m. - 4:30p.m.
commissioner@bvifsc.vg