Enforcement Action

Enforcement Action: Administrative Penalty $7,500.00
Name of Entity: SPECTRUM GALAXY FUND LTD.
Date of Action: 10/5/2016

An administrative penalty in the amount of $7,500.00 was imposed on SPECTRUM GALAXY FUND LTD. for its contravention of section 10(4) of the Mutual Funds Regulations, 2010 for failing to provide a copy of its audited financial statements within six months after its financial year end of 31st December, 2014.