Enforcement Action

Enforcement Action: Administrative Penalty $2,000.00
Name of Entity: LJ INVESTMENTS CORP.
Date of Action: 2/9/2017

An administrative penalty in the amount of $2,000.00 was imposed on LJ INVESTMENTS CORP. for its contravention of section 10(4) of the Mutual Funds Regulations, 2010, for failing to provide a copy of its audited financial statements within six months after its financial year end of 31st December, 2014.