Enforcement Action

Enforcement Action: Administrative Penalty $2,250.00
Name of Entity: Crestwood Capital International, Ltd.
Date of Action: 12/13/2016

An administrative penalty in the amount of $2,250.00 was imposed on Crestwood Capital International, Ltd. for its contravention of section 10(4) of the Mutual Funds Regulations, 2010 for failing to provide a copy of its audited financial statements within six months after its financial year end of 31st December, 2014.